🛡️ Built for Fiduciary Duty

"I Used Independent Ratings" Is Defensible.
"I Built My Own Spreadsheet" Is Not.

Third-party validated risk ratings you can cite.
Compliance documentation you can show.
Process you can defend.

On This Page

The Fiduciary's Challenge

  1. Clients expect you to actively monitor risk.
  2. Regulators demand documented process.
  3. Most RIAs lack the tools to do either systematically. ERS provides these tools.

The Expectation Gap

Clients assume risk is being actively monitored. When risk changes, advisors are often the last to know—explaining losses after they happen instead of preventing them.

The Documentation Gap

SEC examinations increasingly focus on documented due diligence. "I did research" isn't enough. You need timestamped, auditable evidence of your process.

The Defensibility Gap

When losses occur, can you prove reasonable investigation? Third-party ratings are defensible. Personal opinions are not.

The Time Gap

Manual research is time-consuming and inconsistent. You need systematic monitoring that runs continuously—not quarterly reviews that arrive too late.

The Quantitative Edge

James Simons' Medallion Fund delivered 66% annual returns for three decades—outperforming Buffett, Soros, and every other legend. His secret wasn't insider access or market timing. It was rigorous, systematic, data-driven analysis.

66%
Avg. Annual Returns
30+
Years of Outperformance
+98%
Return in 2008 Crisis

Simons didn't hire Wall Street analysts. He hired mathematicians, physicists, and statisticians. He proved that quantitative methods—applied consistently—beat intuition and narrative every time.

ERS brings this same philosophy to fiduciaries: systematic ratings, validated methodology, data over opinion. You don't need a PhD in mathematics—you need tools built on those principles.

Fiduciary Infrastructure, Not Just Research

ERS provides the systematic process fiduciaries need: independent ratings, continuous monitoring, and documentation that demonstrates proactive oversight.

Renaissance Technologies proved that systematic, data-driven investing outperforms intuition. ERS brings that institutional-grade approach to your practice.

Portfolio Risk
Analyzer™

Upload client portfolios and receive instant risk assessments. See exactly where risk is concentrated—by rating, by sector, by metric.

  • All 9 ratings for every position
  • Risk concentration analysis
  • Client-ready reports

Active Risk
Monitoring™

Continuous monitoring with real-time alerts when risk metrics change. Know when ratings shift—before losses materialize.

  • Real-time rating change alerts
  • Watchlist tracking
  • Timestamped documentation

Compliance
Documentation

Every rating includes documented rationale—timestamped, auditable evidence of disciplined process for SEC examinations.

  • SEC examination ready
  • Audit trail for every decision
  • Third-party defensibility

What You Can Tell Clients

"We monitor changes in how much risk each company carries. We use independent, third-party validated analysis. We don't wait for losses to explain risk—we identify it before it materializes."

"The best-performing fund in history—Medallion—used systematic, quantitative analysis. We use the same philosophy: data over opinion, process over intuition."

That's a conversation worth having. That's a process worth documenting. That's a practice worth building.

Traditional vs. ERS Approach

Without ERS With ERS
Explain losses after they happen Identify risk before losses occur
Quarterly reviews arrive too late Real-time alerts when risk changes
"I did research" (not defensible) "I used third-party validated ratings" (defensible)
Clients question your process Clients see documented, systematic oversight
SEC examination: hope for the best SEC examination: timestamped audit trail
Differentiate on personality Differentiate on process and outcomes
Rely on analyst opinions and narratives Apply quantitative methods proven by the world's best investors

Simple 5-Step Process

1

Upload Portfolios

Import client portfolios in any standard format.

2

ERS Evaluates

Our 9 proprietary ratings applied to every position automatically.

3

Continuous Monitoring

Ratings updated continuously as new data arrives.

4

Alerts on Changes

Receive notifications when risk metrics shift materially.

5

Document Oversight

Every rating timestamped and documented for compliance and client communication.

Fiduciary Downloads

Essential reading for fiduciaries. SEC guidance, research, and practical frameworks for understanding and fulfilling your fiduciary obligations.

Build a Practice Clients Can Trust.
Build Process You Can Defend.

Start your 30-day professional trial. See how ERS transforms your risk management and client conversations.