For Fiduciaries

The SEC has mandated:

1. See SEC: “Interpretation Regarding Standard of Conduct“:
   1. Memo on Fiduciary Duties by Equity Risk Sciences
   2. WARNING: [The SEC has] “taken enforcement action where an investment adviser did not independently or reasonably investigate securities before recommending them to clients.”
2. Duty: Reduce, avoid and prevent significant losses.
   1. ERS’s 2021 and 2022 FRR™ studies on preventing losses (page 2)
      
   2. ERS’s report “400 Stocks That Recently Crashed” from April 2024
   3. Stocks with ERS’s worst FRR™ ratings declined
      far more significantly in 2000 & 2007 than the S&P 500 (pages 2-3)
      
3. Profit: Identify stocks with an exceptionally high probability of increasing.
   1. ERS’s 2021 and 2022 FRR™ studies on increasing alpha (page 3)
      
   2. Stocks with ERS’s best ERI™ ratings fell
      less in 2000 & 2007 than the S&P 500 (pages 4-5)

Feel an increase in confidence, pride and clarity…
KNOWING YOU WILL MEET YOUR GOALS!

Fiduciary Rules and Standards

1. Understanding Fiduciary Duties and Obligations in Investment and Divestment – Jun 2023
2. The Fiduciary Duty of Care and Independent Risk Research – Oct 14 2024
3. Understanding Fiduciary Duty and the Role of Data Science in Risk Assessment – Jan 18 2025
4. The Fiduciary Duty – Stock Valuation Risk Analysis: A Step-by-Step Approach – Jan 22 2025
5. Fulfilling Fiduciary Responsibilities – Jan 22 2025

We are using AI in our business, but not yet in our ratings.
We are prepared to discuss how you can begin using AI in your business.
Please call us to arrange a meeting at your convenience.